LPL Financial

Specialties

Welcome to the page for Paul Brock of LPL Financial, where we offer a unique wealth and investment management experience! Using a holistic financial approach, we educate our clients on how to manage their assets and work towards financial independence. While many other firms exclusively serve a wealthy clientele, we welcome individuals and families at all stages of their wealth accumulation journey. Through our investment strategies-​combined with financial planning-​we believe it is possible for clients to accumulate substantial wealth throughout their lifetime. Our mission is to provide the highest level of personal service and ethical standards. We seek to recommend the most suitable investment based on our investment research. We work with our clients to increase their understanding of personal finance and assist them in creating a financial plan. Securities and advisory services offered through LPL Financial, a Registered Investment Advisor. Member SIPC.

History

Established in 1987.

Established in 1987

Paul Brock and Brock Somsen are independent investment advisors. They have partnered together to serve clients with a combined 35 years in the financial services industry. They each began their careers working for «Wall Street» type firms and found these companies were more interested in their bottom line than helping people make sound decisions with their money. They now use a fee-​based planning model that puts them on the same side of the table as clients, with no conflicts of interest.

Meet the Business Owner

Paul B.

Business Owner

Paul is a graduate of Dartmouth College, where he was a Daniel Webster scholar and graduated with high distinction. He earned his master’s degree in financial services from the American College at Bryn Mawr, Pennsylvania. Paul is also a Chartered Financial Consultant (ChFC) with certificates in Estate Planning and Taxation. He has held a securities registration since 1987 and has been an investment advisor and financial planner since 1990. Meet the Business Owner: Brock S. Brock is a graduate of Arizona State with a B.S. in Business. He has held a securities registration since 2006. He enjoys helping clients develop diversified investment portfolios that reflect their personal goals. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. For a complete list of states in which I am/​we are registered to do business, please visit brokercheck on finra​.org.