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Specialties
Our law practice is limited to corporate and securities law. We are litigators and transaction counselors. We solve legal and compliance issues associated with raising capital in private and registered securities offerings and filing reports with the SEC for public reporting company clients. We handle regulatory inquiries and compliance questions for registered investment advisers, commodities trading advisers, and commodities and securities broker dealers. We defend clients from private plaintiffs and SEC/FINRA/NFA investigations and litigation.